Job Title:
Compliance Assurance Analyst
Job Description
Are you a self-driven and detail-oriented individual, with passion for financial markets? Would you like to be a part of strong and successful Compliance Team that fosters innovation and creativity?
You may be someone we're looking for!
So, who are we?
Hello, we're IG Group. We are a publicly-traded FTSE250 Fin Tech company who run mobile, web and desktop platforms that help our clients trade stocks & shares, leveraged products, Futures & Options and Crypto.
We are ambitious. Over 340,000 people already use our platforms. We're global with offices in 18 countries and products in 16 regions. We're hungry to move faster, ship better product for our customers and grow our user base. We believe in high autonomy, and we want people who are looking to do things differently in order to create better experiences for our customers.
We work in cross-functional teams and are laser focused on increasing the number of active clients we serve to drive sustainable growth.
Your role in the Team
Reporting to Compliance Assurance Manager, you will be working in the Compliance Assurance Team in Krakow and closely collaborating with Compliance Teams across the world.
You will contribute to our overall success by involvement in 2nd line monitoring of various business lines (including, but not limited to: marketing, client services, sales, product design and appropriateness, client money, client reporting, governance, trading and execution, employee training and competence, outsourcing and third parties).
What you'll do
Compliance monitoring of various business lines/functions, evaluation of findings and follow up for recommendations for change
Ownership and execution of high-risk business areas substantive deep dives
Monitoring the Group's compliance with relevant regulatory obligations, including the conduct of our staff and adherence to appropriate process and policies
Conducting comprehensive risk assessments across business units and processes, identifying control gaps, and recommending enhancements to the control environment to mitigate compliance and operational risks
Ownership and management of Compliance related projects
Contribute to Compliance Assurance processes by identifying opportunities for improvements, assisting in the development and implementation of necessary ad hoc business changes whether regulatory or business driven
Being responsible for information circulation between Central Compliance Assurance Team and Local Offices (passing feedback regarding significant compliance matters that require their attention and action)
Responsibility for any additional duties as assigned
Active participation in knowledge sharing across the team (including training)
Building and developing strong relationships with Local Officers, Business process owners and Internal Audit
What you'll need for this role
Experience in Compliance/Audit/IA/Risk (preferably Fin Tech but financial institutions experience is more than welcome as well)
Good understanding of financial markets and products and awareness of FCA regulations and wider regulatory landscape
Inquisitive and analytical approach to problem solving and a willingness to be decisive when considering the right judgement in each case are essential
Fluency in both verbal and written English is an essential requirement (other European language would be an asset)
Ability to work independently and meet deadlines
Considered, diplomatic approach with excellent relationship and communication skills with their team, line manager, across the business and with external parties
Voices sensible and well thought through opinions and contributes towards department discussions and decisions
Self-motivated team player who is diligent, organized, flexible, open to change and has an attention to detail
How we work
We try to take a thoughtful approach to our ways of working as a company. We follow a hybrid working model with 3 days in the office -- which we think balances the need to collaborate effectively and connect with each other. When it comes to how we deliver, there are 5 things we want everyone to do to drive high performance, better learning and career satisfaction:
Lead and Inspire:
Drives trust, alignment, and enthusiasm
Think Big:
Focus on the problems that most impact commercial outcomes
Champion the client:
Understand and prioritise client's needs
Deliver at pace:
Push for fast, sustainable growth;
Raise the bar:
Take ownership, be accountable and share feedback
The Perks
Your growth fuels our success! Thrive with tailored development programs, mentoring opportunities with leaders, and clear career progression. Expand your network through committees, sports and social clubs. Enjoy extra time off for volunteering and community work.
Home office equipment reimbursement
Performance relate bonus
Private medical cover for you and your family/partner (Medicover)
Multikafeteria system (you can choose a multisport card, vouchers, etc.)
Life insurance (Generali)
Linked In Learning platform free access
Share Plans for Employees
Employee-led LGBTQ+, Women's, Black, and Parents & Carers networks with an annual budget for organizing events & projects that foster an open, diverse, and inclusive culture
Career-focused technical and leadership training in-class and online, incl. unlimited access to Linked In Learning platform
Well-being events as well as Employee Assistance Programme
Summer picnic, New Year party and other social events
3 additional days off a year - 1 to celebrate your Birthday and 2 for voluntary work
App-based parking spots booking system
Stretching sessions
Wellbeing weeks
Join us for this exciting journey. Apply now!
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